Article 29a Services provided to professional clients

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Directive 2014/65/EU - Markets in Financial Instruments Directive II (MiFID II)
Title II Authorisation and operating conditions for investment firms (arts. 5-43)
Chapter II Operating conditions for investment firms (arts. 21-33)
Section 2 Provisions to ensure investor protection (arts. 24-30)
Article 29a Services provided to professional clients

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Version status: Inserted | Document consolidation status: Updated to reflect all known changes

Version date: 27 February 2021 - onwards

1. The requirements laid down in point (c) of Article 24(4) shall not apply to services provided to professional clients except for investment advice and portfolio management.

2. The requirements laid down in the third subparagraph of Article 25(2) and in Article 25(6) shall not apply to services provided to professional clients, unless those clients inform the investment firm either in electronic format or on paper that they wish to benefit from the rights provided for in those provisions.

3. Member States shall ensure that investment firms keep a record of the client communications referred to in paragraph 2.

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