Regulation 16 Prohibition against false or misleading application for investment firm authorisation

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European Union (Markets in Financial Instruments) Regulations 2017 (MiFID II) [S.I. No. 375 of 2017]
Part 2 Authorisation of Investment Firms (regs. 5-16)
Regulation 16 Prohibition against false or misleading application for investment firm authorisation

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Version status: In force | Document consolidation status: Updated to reflect all known changes

Version date: 3 January 2018 - onwards

Version 2 of 2

A person shall not, knowingly or recklessly -

(a) apply for an authorisation to operate as an investment firm using false or misleading information, or

(b) make false or misleading statements to the Bank in relation to an application for -

(i) an authorisation in respect of an investment firm, or

(ii) an approval or permission from the Bank concerning the operation of an investment firm.

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