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Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001 [SI 2001 No. 2956]Introductory TextPart 1 General (regs. 1-2)Regulation 1 Citation and commencementRegulation 2 InterpretationPart 2 Miscellaneous Matters Prescribed for The Purposes of Part VI of The Act (regs. 3-5)Regulation 3 Bodies whose securities may not be listedRegulation 4 Meaning of "issuer"Regulation 5 Meaning of "approved exchange"Part 3 Persons Responsible for Listing Particulars, Prospectuses and Non-Listing Prospectuses (regs. 6-10)Regulation 6 Responsibility for listing particularsRegulation 7 Securities issued in connection with takeovers and mergersRegulation 8 Successor companies under legislation relating to electricityRegulation 9 Specialist securitiesRegulation 10 Responsibility for prospectuses and non-listing prospectusesPart 4 Matters Prescribed for The Purposes of Schedule 11 (Offers not to be treated as Public Offers of Securities) (regs. 11-12)Regulation 11 Offers of securities to "qualifying persons": definitionsRegulation 12 Euro-securities: permitted advertisementsSignatureExplanatory Note
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AI Summary of Regulation 2 Interpretation

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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 April 2013 - onwards
Version 3 of 3

Regulation 2 Interpretation

(1) In these Regulations -

"the Act" means the Financial Services and Markets Act 2000;

"the Financial Promotion Order" means the Financial Services and Markets Act 2000 (Financial Promotion) Order 2001 [S.I. 2001/1335.];

"issuer" has the same meaning as is given, for the purposes of section 103(1), in regulation 4 below;

"non-listing prospectus" has the meaning given in section 87(2); and

"the Regulated Activities Order" means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 [S.I. 2001/544.].

(2) Any reference in these Regulations to a section or Schedule is, unless otherwise stated or unless the context otherwise requires, a reference to that section of or Schedule to the Act.

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