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Table of Contents
Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001 [SI 2001 No. 2956]Introductory TextPart 1 General (regs. 1-2)Regulation 1 Citation and commencementRegulation 2 InterpretationPart 2 Miscellaneous Matters Prescribed for The Purposes of Part VI of The Act (regs. 3-5)Regulation 3 Bodies whose securities may not be listedRegulation 4 Meaning of "issuer"Regulation 5 Meaning of "approved exchange"Part 3 Persons Responsible for Listing Particulars, Prospectuses and Non-Listing Prospectuses (regs. 6-10)Regulation 6 Responsibility for listing particularsRegulation 7 Securities issued in connection with takeovers and mergersRegulation 8 Successor companies under legislation relating to electricityRegulation 9 Specialist securitiesRegulation 10 Responsibility for prospectuses and non-listing prospectusesPart 4 Matters Prescribed for The Purposes of Schedule 11 (Offers not to be treated as Public Offers of Securities) (regs. 11-12)Regulation 11 Offers of securities to "qualifying persons": definitionsRegulation 12 Euro-securities: permitted advertisementsSignatureExplanatory Note
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Regulation 1 Citation and commencement
These Regulations may be cited as the Financial Services and Markets Act 2000 (Official Listing of Securities) Regulations 2001 and come into force on the day on which section 74(1) comes into force.