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AI Summary of Article 477a Deductions from eligible liabilities items

By way of derogation from Article 72e(4) until 31 December 2024, a parent institution’s resolution authority may allow the adjusted amount (mi) to be calculated using specific definitions of total risk-based capital (ri) and non-risk-based Tier 1 capital (wi) for subsidiaries in non-EU countries. This requires consultation with relevant authorities of the subsidiaries.

The resolution authority may grant such permission if the subsidiary is situated in a third country lacking a local resolution regime, provided there are no significant impediments to asset transfers, or if the relevant authority confirms that transferable assets equal to the deduction amount exist.

Version status: Inserted | Document consolidation status: Updated to reflect all known changes
Version date: 14 November 2022 - onwards

Article 477a Deductions from eligible liabilities items

1. By way of derogation from Article 72e(4) and until 31 December 2024, the resolution authority of a parent institution, after duly considering the opinion of the resolution authorities or relevant third-country authorities of any subsidiaries concerned, may permit that the adjusted amount mi be calculated by using the following definition of ri, and wi:

ri= the total risk-based capital requirement applicable to subsidiary i in the third country where it has its head office, insofar as that requirement is met with instruments that would be considered own funds under this Regulation;

wi= the total non-risk-based Tier 1 capital requirement applicable to subsidiary i in the third country where it has its head office, insofar as that requirement is met with instruments that would be considered Tier 1 capital under this Regulation.

2. The resolution authority may grant the permission referred to in paragraph 1 where the subsidiary is established in a third country that does not yet have in place an applicable local resolution regime if at least one of the following conditions is met:

(a) there is no current or foreseen material practical or legal impediment to the prompt transfer of assets from the subsidiary to the parent institution;