Section 2

2 The Financial Services and Markets Act 2000 is amended as follows.

3 In section 133(7A) (proceedings before the Tribunal: meaning of "disciplinary reference"), after paragraph (ia) insert -

"(ib) a decision to take action under section 143W;".

4 In section 137A (the FCA's general rules), at the end insert -

"(7) Subsection (6) is subject to sections 143C(4) and 143D(6)."

5 In section 165(7) (regulators' power to require information), after paragraph (d) insert -

"(da) by the FCA, to impose requirements on a person who provides, or has provided, a service to an FCA investment firm or to a relevant parent undertaking of such a firm;".

6

(1) Section 166 (regulators' power to require reports by skilled persons) is amended as follows.

(2) In subsection (10), after "subsection (11)" insert "or (12)".

(3) After subsection (11) insert -