Guideline 1: Risk assessments: key principles for all firms (1.1-1.32) | Final Report - Guidelines EBA/2021/02 on customer due diligence and the factors credit and financial institutions should consider when assessing the money laundering and terrorist financing risk associated with individual business relationships and occasional transactions ('The ML/TF Risk Factors Guidelines') under Directive (EU) 2015/849 (EBA/GL/2021/02) (updated 30 December 2024) | Better Regulation

AI Summary of Guideline 1: Risk assessments: key principles for all firms (1.1-1.32)

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Version date: 1 March 2021 - onwards

Guideline 1: Risk assessments: key principles for all firms (1.1-1.32)


	1.1
	General considerations (1.2-1.5)
	1.2
	1.3
	1.4
	1.5
	Keeping risk assessments up to date (1.6-1.10)
	1.6
	1.7 (updated 30 December 2024)
	1.8
	1.9
	1.10
	Business-wide risk assessments (1.11-1.17)
	1.11
	1.12
	1.13
	1.14
	1.15
	Proportionality (1.16)
	1.16
	Implementation (1.17)
	1.17
	Linking the business-wide and individual risk assessments (1.18-1.20)
	1.18
	1.19
	1.20
	Individual risk assessments (1.21-1.28)
	1.21
	1.22
	Initial Customer Due Diligence (1.23-1.25)
	1.23
	1.24
	1.25
	Obtaining a holistic view (1.26-1.27)
	1.26
	1.27
	Ongoing customer due diligence (1.28)
	1.28
	Sources of information (1.29-1.32)
	1.29
	1.30
	1.31
	1.32

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