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AI Summary of 33AU. Observance of directions imposing disqualification or conditions.
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33AU. Observance of directions imposing disqualification or conditions.
A regulated financial service provider shall ensure that a person is not permitted to perform a controlled function in relation to the financial service provider in circumstances, or in a manner, that would contravene a direction which is imposed under section 33AQ or 33AR by virtue of subsection (3)(d) or (da) or (5)(c) or (ca) of section 33AQ.