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AI Summary of Regulation 31 Duty to act in interests of clients and comply with principles
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Regulation 31 Duty to act in interests of clients and comply with principles
(1) When providing investment services or, where appropriate, ancillary services, to its clients, an investment firm shall -
(a) act honestly, fairly and professionally in accordance with the best interests of its clients, and
(b) comply, in particular, with the principles set out in Regulations 32 and 33.