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Table of Contents
Commission Delegated Directive (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits (Text with EEA relevance) (MiFID II Delegated Directive)RecitalsChapter I Scope (art. 1)Article 1 Scope and definitionsChapter II Safeguarding of client financial instruments and funds (arts. 2-8)Article 2 Safeguarding of client financial instruments and fundsArticle 3 Depositing client financial instrumentsArticle 4 Depositing client fundsArticle 5 Use of client financial instrumentsArticle 6 Inappropriate use of title transfer collateral arrangementsArticle 7 Governance arrangements concerning the safeguarding of client assetsArticle 8 Reports by external auditorsChapter III Product governance requirements (arts. 9-10)Article 9 Product governance obligations for investment firms manufacturing financial instrumentsArticle 10 Product governance obligations for distributorsChapter IV Inducement (arts. 11-13)Article 11 InducementsArticle 12 Inducements in respect of investment advice on an independent basis or portfolio management servicesArticle 13 Inducements in relation to researchChapter V Final provisions (arts. 14-16)Entry into force and application (arts. 14-16)Article 14Article 15Article 16Done at
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Version status: | Document consolidation status: Updated to reflect all known changes
Version date: 31 March 2017 - onwards
