AI Summary of Annex, Section B Information that resolution authorities may request institutions to provide for the purposes of drawing up and maintaining resolution plans
Resolution planning requires a full organisational and legal‑entity map (owners, voting rights, location, incorporation, licences, key management); mapping of critical operations and core business lines to legal persons and material assets/liabilities; a liabilities schedule (short/long, secured/unsecured, subordinated) including third‑country liabilities (amount, composition, maturity, governing law, insolvency ranking, Article 44(2) status and contractual bail‑in recognition or categorisation if impracticable); identification of bail‑inable liabilities; collateral pledges; off‑balance exposures; hedges; major counterparties.
Also required are inventories of material trading and payment/clearing/settlement systems; key MI systems (risk, accounting, regulatory reporting) with owners, SLAs, software licences, critical ICT third‑party providers and digital resilience test results; mapping of interconnections across legal persons (shared personnel, facilities, systems; funding; credit exposures; cross‑guarantees/cross‑collateral/netting; risk transfers; SLAs); competent and resolution authorities; responsible management members; arrangements to secure authority access in resolution; contracts terminable on resolution; liquidity sources; asset encumbrance, liquid assets, off‑balance activities, hedging strategies and booking practices.
Annex, Section B Information that resolution authorities may request institutions to provide for the purposes of drawing up and maintaining resolution plans
Resolution authorities may request institutions to provide for the purposes of drawing up and maintaining resolution plans at least the following information:
(1) a detailed description of the institution's organisational structure including a list of all legal persons;
(2) identification of the direct holders and the percentage of voting and non-voting rights of each legal person;
(3) the location, jurisdiction of incorporation, licensing and key management associated with each legal person;
(4) a mapping of the institution's critical operations and core business lines including material asset holdings and liabilities relating to such operations and business lines, by reference to legal persons;
(5) a detailed description of the components of the institution's and all its legal entities' liabilities, separating, at a minimum by types and amounts of short term and long-term debt, secured, unsecured and subordinated liabilities;
(5a) a description of the liabilities of the institution and all of its legal entities governed by the law of a third country, including:
- their amount,
- their composition, including their maturity profile,