Member States shall ensure that their laws, regulations and administrative provisions provide for penalties and other administrative measures at least in respect of the following failures: failure to draw up, maintain and update recovery plans and group recovery plans (infringing Articles 5 or 7); failure to notify an intention to provide group financial support to the competent authority (Article 25); failure to provide all information necessary for the development of resolution plans (Article 11); failure of the management body to notify the competent authority when an institution or an entity referred to in points (b), (c) or (d) of Article 1(1) is failing or likely to fail (Article 81(1)); failure to comply with the requirements referred to in Article 44a; and failure to comply with the minimum requirement for own funds and eligible liabilities (Articles 45e or 45f).

Member States shall ensure that the administrative penalties and other measures include at least: a public statement identifying the responsible natural or legal person and the nature of the infringement; an order to cease the conduct and desist from repetition; a temporary ban on any member of the management body or other responsible natural person from exercising functions in the relevant institutions or entities; administrative fines for legal persons of up to 10% of total annual net turnover of the preceding business year (consolidated turnover of the ultimate parent where applicable); administrative fines for natural persons of up to EUR 5 000 000 (or equivalent in non‑euro Member States as at 2 July 2014); and fines of up to twice the amount of the benefit derived from the infringement where that benefit can be determined.