Chapter II Supplementary supervision (arts. 5-19)

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Directive 2002/87/EC - Financial Conglomerates Directive (FICOD)
Chapter II Supplementary supervision (arts. 5-19)

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Version status: | Document consolidation status: Updated to reflect all known changes

Version date: 11 February 2003 - onwards

		Future version	Draft proposed change
	Section 1 Scope (art. 5)
	Article 5 Scope of supplementary supervision of regulated entities referred to in Article 1
	Section 2 Financial position (arts. 6-9)
	Article 6 Capital adequacy
	Article 7 Risk concentration
	Article 8 Intra-group transactions
	Article 9 Internal control mechanisms and risk management processes
	Section 3 Measures to Facilitate Supplementary Supervision and Powers of the Joint Committee (arts. 9a-17)
	Article 9a Role of the Joint Committee
	Article 9b Stress testing
	Article 10 Competent authority responsible for exercising supplementary supervision (the coordinator)
	Article 11 Tasks of the coordinator
	Article 12 Cooperation and exchange of information between competent authorities
	Article 12a Cooperation and exchange of information with the Joint Committee
	Article 12b Common guidelines
	Article 13 Management body of mixed financial holding companies
	Article 14 Access to information
	Article 15 Verification
	Article 16 Enforcement measures
	Article 17 Additional powers of the competent authorities
	Section 4 Third countries (arts. 18-19)
	Article 18 Parent undertakings in a third country
	Article 19 Cooperation with third-country competent authorities