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Commission Delegated Regulation (EU) No 149/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements, the clearing obligation, the public register, access to a trading venue, non-financial counterparties, and risk mitigation techniques for OTC derivatives contracts not cleared by a CCP (Text with EEA relevance)RecitalsChapter I General (art. 1)Article 1 DefinitionsChapter II Indirect clearing arrangements (Article 4(4) of Regulation (EU) No 648/2012) (arts. 2-5)Article 2 Requirements for the provision of indirect clearing services by clientsArticle 3 Obligations of CCPsArticle 4 Obligations of clearing membersArticle 5 Obligations of clientsArticle 5a Requirements for the provision of indirect clearing services by indirect clientsArticle 5b Requirements for the provision of indirect clearing services by second indirect clientsChapter III Notification to ESMA for the purpose of the clearing obligation (Article 5(1) of Regulation (EU) No 648/2012) (art. 6)Article 6 Details to be included in the notificationChapter IV Criteria for the determination of the classes of OTC derivative contracts subject to the clearing obligation (Article 5(4) of Regulation (EU) No 648/2012) (art. 7)Article 7 Criteria to be assessed by ESMAChapter V Public register (Article 6(4) of Regulation (EU) No 648/2012) (art. 8)Article 8 Details to be included in ESMA's RegisterChapter VI Liquidity fragmentation (Article 8(5) of Regulation (EU) No 648/2012) (art. 9)Article 9 Specification of the notion of liquidity fragmentationChapter VII Non-financial counterparties (arts. 10-11)Article 10 (Article 10(4)(a) of Regulation (EU) No 648/2012) Criteria for establishing which OTC derivative contracts are objectively reducing risksArticle 11 (Article 10(4)(b) of Regulation (EU) No 648/2012) Clearing thresholdsChapter VIII Risk-mitigation techniques for OTC derivative contracts not cleared by a CCP (arts. 12-21)Article 12 (Article 11(14a) of Regulation (EU) No 648/2012) Timely confirmationArticle 13 (Article 11(14)(a) of Regulation (EU) No 648/2012) Portfolio reconciliationArticle 14 (Article 11(14)(a) of Regulation (EU) No 648/2012) Portfolio compressionArticle 15 (Article 11(14)(a) of Regulation (EU) No 648/2012) Dispute resolutionArticle 16 (Article 11(14)(b) of Regulation (EU) No 648/2012) Market conditions that prevent marking-to-marketArticle 17 (Article 11(14)(b) of Regulation (EU) No 648/2012) Criteria for using marking-to-modelArticle 18 (Article 11(14)(c) of Regulation (EU) No 648/2012) Details of the intragroup transaction notification to the competent authorityArticle 19 (Article 11(14)(d) of Regulation (EU) No 648/2012) Details of the intragroup transaction notification to ESMAArticle 20 (Article 11(14)(d) of Regulation (EU) No 648/2012) Information on the intragroup exemption to be publicly disclosedArticle 21 Entry into force and applicationDone at
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AI Summary of Article 8 Details to be included in ESMA's Register

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Version status: Entered into force | Document consolidation status: Updated to reflect all known changes
Version date: 15 March 2013 - onwards
Version 2 of 2

Article 8 Details to be included in ESMA's Register

1. The ESMA public register shall include for each class of OTC derivative contracts subject to the clearing obligation:

(a) the asset class of OTC derivative contracts;

(b) the type of OTC derivative contracts within the class;

(c) the underlyings of OTC derivative contracts within the class;

(d) for underlyings which are financial instruments, an indication of whether the underlying is a single financial instrument or issuer or an index or portfolio;

(e) for other underlyings an indication of the category of the underlying;

(f) the notional and settlement currencies of OTC derivative contracts within the class;

(g) the range of maturities of OTC derivative contracts within the class;

(h) the settlement conditions of OTC derivative contracts within the class;

(i) the range of payment frequency of OTC derivative contracts within the class;

(j) the product identifier of the relevant class of OTC derivative contracts;

(k) any other characteristic required to distinguish one contract in the relevant class of OTC derivative contracts from another.

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