Annex I, Section D Rules on the presentation of credit ratings and rating outlooks

Version status: Amended | Document consolidation status: Updated to reflect all known changes

Version date: 1 January 2019 - onwards

I. General obligations

1. A credit rating agency shall ensure that any credit rating and rating outlook states clearly and prominently the name and job title of the lead rating analyst in a given credit rating activity and the name and position of the person primarily responsible for approving the credit rating or rating outlook.

2. A credit rating agency shall ensure that at least:

(a) all substantially material sources, including the rated entity or, where appropriate, a related third party, which were used to prepare the credit rating or rating outlook are indicated together with an indication as to whether the credit rating or rating outlook has been disclosed to that rated entity or related third party and amended following that disclosure before being issued;

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