Skip to main content

AI Summary of Article 192 Definitions

This Chapter defines key terms relevant to secured lending and capital market transactions. A lending institution refers to the entity holding the exposure, while a secured lending transaction denotes an exposure collateralised without daily margin requirements. Conversely, a capital market-driven transaction involves collateralised exposure with provisions for daily margin receipt.

Furthermore, the term underlying CIU pertains to a collective investment undertaking in which another CIU has invested. The substitution of risk parameters approach under A-IRB allows for the replacement of risk parameters with those from a direct exposure to the protection provider, ensuring regulatory compatibility.

Version status: Amended | Document consolidation status: Updated to reflect all known changes
Version date: 1 January 2025 - onwards
Version 5 of 5

Article 192 Definitions

For the purposes of this Chapter, the following definitions shall apply:

(1) "lending institution" means the institution which has the exposure in question;

(2) "secured lending transaction" means any transaction giving rise to an exposure secured by collateral which does not include a provision conferring upon the institution the right to receive margin at least daily;

(3) "capital market-driven transaction" means any transaction giving rise to an exposure secured by collateral which includes a provision conferring upon the institution the right to receive margin at least daily;

(4) "underlying CIU" means a CIU in the shares or units of which another CIU has invested;