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AI Summary of Article 1 Scope

This Regulation establishes consistent prudential requirements for institutions, financial holding companies, and mixed financial holding companies under Directive 2013/36/EU. Key areas covered include own funds requirements for credit, market, operational, and settlement risks, as well as leverage; limitations on large exposures; liquidity requirements; and essential reporting and public disclosure obligations.

Additionally, the Regulation defines uniform rules regarding own funds and eligible liabilities for global systemically important institutions (G-SIIs) and their material subsidiaries, however, it does not address publication requirements for competent authorities in prudential regulation.

Version status: Amended | Document consolidation status: Updated to reflect all known changes
Version date: 27 June 2019 - onwards
Version 5 of 5

Article 1 Scope

This Regulation lays down uniform rules concerning general prudential requirements that institutions, financial holding companies and mixed financial holding companies supervised under Directive 2013/36/EU shall comply with in relation to the following items:

(a) own funds requirements relating to entirely quantifiable, uniform and standardised elements of credit risk, market risk, operational risk, settlement risk and leverage

(b) requirements limiting large exposures;

(c) liquidity requirements relating to entirely quantifiable, uniform and standardised elements of liquidity risk;

(d) reporting requirements related to points (a), (b) and (c);

(e) public disclosure requirements.

This Regulation lays down uniform rules concerning the own funds and eligible liabilities requirements that resolution entities that are global systemically important institutions (G-SIIs) or part of G-SIIs and material subsidiaries of non-EU G-SIIs shall comply with.