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AI Summary of Regulation 111 Supervision

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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 May 2018 - onwards
Version 2 of 2

Regulation 111 Supervision

(1) Without prejudice to Part Four of the Capital Requirements Regulation, where -

(a) the parent undertaking of one or more institutions is a mixed-activity holding company, and

(b) the Bank is responsible for the supervision of one or more of those institutions,

the Bank shall exercise general supervision over transactions between the institution and the mixed-activity holding company and its subsidiaries.

(2) Each institution supervised by the Bank shall -

(a) have in place adequate risk management processes and internal control mechanisms, including sound reporting and accounting procedures in order to identify, measure, monitor and control transactions with their parent mixed-activity holding company and its subsidiaries, as appropriate, and

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