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AI Summary of Annex II Types of derivatives

This document outlines a range of financial contracts categorised into three primary classifications: interest-rate contracts, foreign-exchange contracts, and similar instruments pertaining to other reference items or indices.

Firstly, interest-rate contracts encompass various instruments including single-currency interest rate swaps, basis swaps, and interest-rate options. Secondly, the foreign-exchange contracts include cross-currency interest-rate swaps and currency options. Finally, the document references additional contracts aligned with the specified interest-rate and foreign-exchange instruments, ensuring comprehensive coverage under the regulatory framework established by Directive 2014/65/EU.

Version status: Amended | Document consolidation status: Updated to reflect all known changes
Version date: 28 June 2021 - onwards
Version 5 of 5

Annex II Types of derivatives

1. Interest-rate contracts:

(a) single-currency interest rate swaps;

(b) basis-swaps;

(c) forward rate agreements;

(d) interest-rate futures;

(e) interest-rate options;

(f) other contracts of similar nature.

2. Foreign-exchange contracts and contracts concerning gold:

(a) cross-currency interest-rate swaps;

(b) forward foreign-exchange contracts;

(c) currency futures;

(d) currency options;

(e) other contracts of a similar nature;

(f) contracts of a nature similar to (a) to (e) concerning gold.

3. Contracts of a nature similar to those in points 1(a) to (e) and 2(a) to (d) of this Annex concerning other reference items or indices. This includes as a minimum all instruments specified in points (4) to (7), (9), (10) and (11) of Section C of Annex I to Directive 2014/65/EU not otherwise included in point 1 or 2 of this Annex.